IPO Advisory & Corporate Laws

A public listing tests a company's financial reporting, governance and tax position all at once. We help promoters and management get ready for the IPO, through the listing and into post-listing compliance. We work alongside SEBI-registered merchant bankers, legal counsel and statutory auditors.

• IPO Readiness Assessment: a diagnostic review of the company's financial, tax, governance and compliance position, with an action plan for gaps to close before filing.
• Restructuring & Capital Structuring: group restructuring, conversion into a public company, capital structuring and pre-IPO compliance under the Companies Act, 2013.
• Financial & Tax Due Diligence: reviewing historical financials, related party transactions and pending direct and indirect tax matters so that disclosures are accurate and complete.
• Restated Financial Statements: as a Peer Reviewed firm, we can be engaged to examine and report on the restated financial information that goes into the offer document, as the SEBI (ICDR) Regulations require.
• Tax Litigation Clean-up & Disclosure: assessing and, where possible, resolving outstanding GST and income tax proceedings, and supporting their presentation in the offer document.
• Corporate Governance & Internal Controls: board and committee structure, policies required under SEBI (LODR) Regulations, and internal financial controls.
• Offer Document Support: inputs for the financial, tax and business sections of the DRHP/RHP, and coordination with the other intermediaries.
• SME & Main Board IPOs: assistance for listings on the SME platforms (NSE Emerge and BSE SME) as well as the Main Board.
• Post-Listing Compliance: ongoing SEBI (LODR) and Companies Act compliance after listing.